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Brokerage

Halcyon Securities Limited, our brokerage arm, is a licensed corporation to carry on Type 1 (dealing in securities) regulated activities for the purposes of the Securities and Futures Ordinance (Cap.571) (CE No.: BAM857) and an Exchange Participant of The Stock Exchange of Hong Kong Limited.  

 

Please select from below:

 

Forms Download

File Name (文件名稱)

Download / 下載


Account Opening Documents
Client  Information Statement 
(客戶資料表)
  Cash Securities Trading Account Opening Form
  (現金證券賬戶開立表格)
  Cash Account Trading Terms and Conditions
  (現金賬戶條 款和條件)
  Margin Securities Trading Account Opening Form
  (保證金證券賬戶開立表格)
  Margin Account Trading Terms and Conditions
  (保證金賬戶條款和條件)
  Acknowledgement in respect of Data Privacy Policy
  (個人資料私隱政策確認書)
  W-8 BEN Form
  (W-8 BEN 表格)
  Self-Certification Form
  (自我證明表格)

Fund and Securities Transfer Documents
Request for Fund Withdrawal or Account Transfer
(客戶資金提取及轉戶通知 書)



Securities Withdrawal /  Transfer / Change Holder's Name
(股 票提取 / 轉賬 / 實物轉名指示)
Investor / Securities Settlement Instruction Form
(投 資者 / 股票交收指示表格)

Others
Request of Account Statement Duplicates / Certification
(索 取戶口結單副本/結存證明書申請表格)
  Change of Particular  &  E-statement Service Form
  (更改資料及易結單服務表格)
  Investor Characterization Questionnaire
  (投資者分類問卷)



Disclaimers      Data Privacy Policy