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Brokerage

Halcyon Securities Limited, our brokerage arm, is a licensed corporation to carry on Type 1 (dealing in securities) regulated activities for the purposes of the Securities and Futures Ordinance (Cap.571) (CE No.: BAM857) and an Exchange Participant of The Stock Exchange of Hong Kong Limited.  

 

Please select from below:

 

Fees and Charges

A)    Securities Trading Fee 

Securities Denominated in Hong Kong Dollars

 

 

Items

Charges (based on transaction amount)

Minimum

Maximum

Commission (Via Non-electronic services)

from 0.25%

HK$100

--

Commission (Via electronic services)(For Hong Kong client only)

from 0.15%

HK$100

--

Transaction Levy (Collected by the SFC)

0.0027%

--

--

Transaction Levy (Collected by the AFRC)

0.00015%

--

--

Trading Fee (Collected by the SEHK)

0.00565%

--

--

CCASS Stock Settlement Fee

0.002%

HK$2

HK$100

Stamp Duty (Collected by the HKSAR Government)

0.1% (rounded up to the nearest dollar)

HK$1

--

  

Securities Denominated in Renminbi

 

 

Items

Charges (based on transaction amount)

Minimum

Maximum

Commission

from 0.25%*

CNY$100

--

Transaction Levy (Collected by the SFC)

0.0027%*

--

--

Trading Fee (Collected by the SEHK)

0.00565%*

--

--

CCASS Stock Settlement Fee

0.002%*

HK$2*

HK$100*

Stamp Duty (Collected by the HKSAR Government)

0.13%* (rounded up to the nearest dollar)

Equivalent to HK$1*

--

 

*

Client trading in securities denominated in Renminbi is required to pay consideration, taxes, fees and commission in Renminbi. Since transaction levy, trading fee, CCASS stock settlement fee and stamp duty are required to be paid to the relevant authorities in Hong Kong Dollars, the Company will calculate the relevant amount by using the exchange rate published by the Hong Kong Monetary Authority on that trading date and pay the relevant sum accordingly. The exchange rate for each trading day are posted on the HKEx website: http://www.hkex.com.hk/eng/market/sec_tradinfo/stampfx/stampfx.asp by 11:00 a.m. or earlier on that day.

 

Securities Denominated in US Dollars

 

 

Items

Charges (based on transaction amount)

Minimum

Maximum

Commission

from 0.25%**

US$15

--

Transaction Levy (Collected by the SFC)

0.0027%**

--

--

Trading Fee (Collected by the SEHK)

0.00565%**

--

--

CCASS Stock Settlement Fee

0.002%**

HK$2**

HK$100**

Stamp Duty (Collected by the HKSAR Government)

0.13%** (rounded up to the nearest dollar)

HK$1**

--

 

**

Client trading in securities denominated in US Dollars is required to pay consideration, taxes, fees and commission in US Dollars. Since transaction levy, trading fee, CCASS stock settlement fee and stamp duty are required to be paid to the relevant authorities in Hong Kong Dollars, the Company will calculate the relevant amount by using the exchange rate published by the Hong Kong Monetary Authority on that trading date and pay the relevant sum accordingly. The exchange rate for each trading day are posted on the HKEx website: http://www.hkex.com.hk/eng/market/sec_tradinfo/stampfx/stampfx.asp by 11:00 a.m. or earlier on that day.

Relevant fees and charges determined by the HKSAR Government, SFC, SEHK are subject to change without prior notice.

 

B) Script Handling and Settlement Related Services Fee 

Services

Charges

Minimum

Maximum

Money Settlement Fee

 Free of Charge

--

--

Physical Scrip Deposit Fee

HK$5 for each transfer deed

--

--

Physical Scrip Withdrawal Fee

 1. CCASS Fee : HK$3.5 per board lot, and
2. Handling Fee : HK$1 per board lot per instruction

--

 
HK$50

--

 
HK$500

Deposit Transaction Charge

 Free of Charge

--

--

Settlement Instruction Fee
(Delivery)

1. CCASS Fee : 0.002% of each stock value of the previous closing price per stock

2. Handling Fee : 0.0025% of stock value of the previous closing price per instruction

HK$2

  

HK$30

HK$100

 

HK$300

Settlement Instruction Fee
(Receipt)

No CCASS Fee and Handling Fee

--

--

Investor Settlement Instruction Fee (Delivery)

Handling Fee : 0.0025% of stock value of the previous closing price per instruction

HK$30

HK$300

Investor Settlement Instruction Fee (Receipt)

No CCASS Fee and Handling Fee

--

--

Compulsory Share Buy-back Fee

Default Fee : 0.50% of stock value of the previous closing price (Will be charged on both Early Buy-in and Compulsory Buy-in)

--

--

  

C) Nominee Services And Corporate Actions Fee 

Hong Kong Market

Services

Charges

Minimum

Maximum

Scrip Fee (Share Registration)

Stocks held under the Broker Nominees or HKSCC Nominees

1. Scrip Fee : HK$1.5 per board lot, and

 

 

  2. Handling Fee :     HK$1 per board lot per stock (or part thereof)

--

  

HK$10

--

  

HK$50,000

Collection Fee of Cash/Scrip Dividend

1. 0.5% for first HK$500,000
2. 0.25% for the remaining amount

HK$20

--

Collection Fee of Bonus Issue (Bonus Shares Collection)

Bonus shares deposit fee : HK$1 per board lot

HK$10

HK$50,000

Rights Issue Entitlement Charge

Free of charge

--

--

Fee for Rights Exercise (Exercise Warrants & Rights subscription)

HK$1 per board lot of newly exercised/ converted shares

HK$10

HK$50,000

*If the rights (or other derivatives) are acquired from the market, a scrip fee of HK$1.5/lot will be charged at time of exercise.

--

--

Fee for Excess Rights Application

HK$1 per board lot of successful application of excess shares

HK$10

HK$50,000

Tendering Shares Under a Takeover Bid / Privatization / Auto-Exercise of Covered Warrants

0.25% of gross consideration

HK$20

--

Corporate action fee for auto-exercise covered warrants

HK0.8 per board lot

--

HK$10,000

Fee for Change of Registration at Share Registrar

Stock not held under the broker Nominees

a. Registration Fee : HK$2.5 per certificate, and

--

--

b. Handling Fee : HK$2 per board lot per stock (or part thereof)

HK$100

--

Fee for Handling Share Consolidation/Split

Free of charge

--

--

  

D) Account Maintenance Fee 

Hong Kong Market

Services

Charges

Minimum

Maximum

Custody Fee

HK$0.15 per board lot (charged semi-annually on portfolios at 30 June & 31 Dec or part thereof)

HK$50

HK$5,000

Stock Balance or Account Confirmation Fee (Request of Account Certification)

$100 per account per certification

--

--

Dormant Account Fee

Free of Charge

--

--

Stock Segregated Account (with CCASS Statement Service Fee)

Free of Charge

--

--

Account Maintenance Fee

HK$10 for each  securities client per month

--

--

HK$10 for each futures client per month

  

E) Financing And Others Fee 

Hong Kong Market

Items

Remarks

Charges
(in Annual interest rate)

Margin Account Financing Charge (Margin Account Financing)

--

HSBC Prime rate + 5%

Cash Account Overdue Interest (Overdraft in Cash Account)

--

HSBC Prime rate + 8%

Financing Charge for Subscription of Securities

Subject to market rate

NA

Securities Subscription Handling Charge (IPO Application)

--

HK$100 per application

Bank Service Charges

Dishonored Cheque

HK$100 per dishonored cheque

Telegraphic Transfer (T.T.) Charges

According to the Bank's actual expenses

Fee for Claiming Unclaimed Benefit Entitlements

--

HK$350 per claim

Request of Historical Account Statement

--

Within past 3 months : Free
Within past 4 to 12 months : HK$100 per statement
Over past 12 months : HK$200 per statement

Request Financial Reports of listed company

--

HK$10 for each financial report

Third Party Authorization Handling Fee (For Individual or Joint Account)

1. Each accepted authorization application

HK$100

2. Each accepted annual renewal of authorization

Note: Changes or amendment of the information might be made at any time without prior notice.

Contact Tel: HK: (852) 3970 0918 



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